-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S0XUvGBUvcFmMZ0Um+Ut0ZFcNBhN4s1V+SU8T6SqhoaC8MEaFfZ0otX+6qKf0by1 LpneZmzzrryqvWL0AHXsuw== 0001050502-02-000093.txt : 20020414 0001050502-02-000093.hdr.sgml : 20020414 ACCESSION NUMBER: 0001050502-02-000093 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020208 GROUP MEMBERS: TRAINER, WORTHAM AND COMPANY, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACCELR8 TECHNOLOGY CORP CENTRAL INDEX KEY: 0000727207 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841072256 STATE OF INCORPORATION: CO FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-36581 FILM NUMBER: 02530765 BUSINESS ADDRESS: STREET 1: 303 E 17TH AVE STREET 2: SUITE 108 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 3038638088 MAIL ADDRESS: STREET 1: 303 E 17TH ST STREET 2: SUITE 108 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: HYDRO SEEK INC DATE OF NAME CHANGE: 19880802 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRAINER WORTHAM & CO INC CENTRAL INDEX KEY: 0000099023 IRS NUMBER: 223623353 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 845 THIRD AVE STREET 2: 6FH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127597755 MAIL ADDRESS: STREET 1: 845 THIRD AVE STREET 2: 6TH FL CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRAINER WORTHAM & GREENMAN INC DATE OF NAME CHANGE: 19600201 SC 13G 1 accelr813g.txt SC 13G - -------------------------------------------------------------------------------- SEC 1745 (6-00) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. - -------------------------------------------------------------------------------- OMB APPROVAL___ OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response 14.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ACCELR8 TECHNOLOGY CORPORATION ------------------------------ (Name of Issuer) COMMON ------ (Title of Class of Securities) 004304 20 0 ----------- (CUSIP Number) December 31, 2001 ----------------- (Date of Event which Requires Filing of this Statement) Check the following box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 004304 20 0 ----------- 1 Names of Reporting Persons. I.R.S. Identification Nos. Of Above Person (entities only) Trainer, Wortham and Company Inc., Tax ID Number - 223623353 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /__/ (b) /__/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- Number of 5 SOLE VOTING POWER Shares Beneficially ------------------------------------------------- Owned by Each 6 SHARED VOTING POWER Reporting 863,000 Person with ------------------------------------------------- 7 SOLE DISPOSITIVE POWER ------------------------------------------------- 8 SHARED DISPOSITlVE POWER 863,000 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 863,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IA - -------------------------------------------------------------------------------- Item 1. (a) Name of Issuer: Accelr8 Technology Corporation (b) Address of Issuer's Principal Executive Offices: 303 17th Avenue #108, Denver Colorado 80203 Item 2. (a) Name of Person Filing: Trainer, Wortham & Company, Inc. (b) Address of Principal Business Office: 845 Third Avenue, New York, NY 10021 (c) Citizenship: USA (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 004304 20 0 Item 3. If this statement if filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether this person filing is a: (a) /__/ Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) /__/ Bank as defined in section 3(a) (6) of the Act (15 U.S.C. 78c). (c) /__/ Insurance company as defined in section 3(a) (19) of the Act (15 U.S.C. 78c). (d) /__/ Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) / X / An investment adviser in accordance with ss.240.13d- 1(b)(1)(ii)(E); (f) /__/ An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) /__/ Parent Holding Company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) /__/ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) /__/ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) /__/ Group in accordance with ss.240.13d-1(b)(1)(ii)(J). Item 4. Ownership: Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 863,0000 (b) Percent of class: 11.3% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 863,000 (ii) Shared power to vote or to direct the vote: (iii) Sole power to dispose or to direct the disposition of: 863,000 (iv) Shared power to dispose or to direct the disposition of Item 5. Ownership of Five Percent or Less of a Class: Not Applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. The power to vote and dispose of the shares is shared with persons establishing brokerage and/or investment advisor accounts with the filing party. 800,000 of the 863,000 shares are held by the filing party are in accounts where such powers are shared with A. Alexander Arnold, John Alfred Berol, David J. Berol and Margaret Berol Beattie as co-trusties of the following trusts: Trust u/w Kenneth R. Berol fbo John A. Berol Trust u/w Kenneth R. Berol fbo David N. Berol Berol Family Trust fbo John Berol Berol Family Trust fbo Margaret B. Beattie The remaining 63,000 shares are held by the filing party in individual accounts for: John A. Berol Margaret B. Beattie Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. (a) The following certification shall be included if the statement is filed pursuant toss.240.13d-1(b): By signing below I/we - certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief -I/we- certify that the information set forth in this statement is true, complete and correct. Date: February 7, 2002 By: /s/ A. Alexander Arnold Name/Title : A. Alexander Arnold, Managing Director -----END PRIVACY-ENHANCED MESSAGE-----